United States District Court, W.D. Missouri, Western Division
May 6, 2015
UNITED STATES OF AMERICA, Plaintiff,
CORTEZ T. TIMLEY, Defendant.
RECOMMENDATION TO ACCEPT DEFENDANT'S GUILTY PLEA
ROBERT E. LARSEN, Magistrate Judge.
On April 28, 2015, I held a change-of-plea hearing after this case was referred to me by Chief United States District Court Judge Greg Kays. I find that Defendant's plea is voluntary and therefore recommend that it be accepted.
On October 7, 2014, Defendant was indicted, inter alia, with possession of a firearm in furtherance of a drug-trafficking crime, in violation of 18 U.S.C. §§ 924(c)(1)(A) and (c)(1)(A)(i). A change-of-plea hearing was held on April 28, 2015. Defendant was present, represented by appointed counsel P.J. O'Connor. The government was represented by Assistant United States Attorney Mike Green. The proceeding was recorded and a transcript of the hearing was filed on April 29, 2015 (Doc. No. 37).
II. AUTHORITY OF THE COURT
The authority of federal magistrate judges to conduct proceedings is created and defined by the Magistrates Act, 28 U.S.C. § 636. Besides certain enumerated duties, the Act provides that a "magistrate may be assigned such additional duties as are not inconsistent with the Constitution and the laws of the United States." 28 U.S.C. § 636(b)(3).
The Eighth Circuit, following the reasoning of several other circuits, has held that magistrate judges may preside over allocutions and pleas in felony cases, so long as certain procedural safeguards are met. United States v. Torres, 258 F.3d 791, 795-96 (8th Cir. 2001); see also United States v. Dees, 125 F.3d 261 (5th Cir. 1997), United States v. Williams, 23 F.3d 629 (2d Cir. 1994). The reasoning applied by the appellate courts relies upon previous opinions by the United States Supreme Court that conducting jury voir dire falls within a magistrate judge's "additional duties" when the defendant has consented. See Torres, 258 F.3d at 795 (citing Peretz v. United States, 501 U.S. 923 (1991); Gomez v. United States, 490 U.S. 858 (1989)).
In Peretz, the Supreme Court held that when a defendant consents to a magistrate judge's involvement in voir dire, he waives any objection based on his right to have an Article III judge hear his felony case. 501 U.S. at 936. Moreover, the availability of de novo review by a district judge preserves the structural guarantees of Article III. Torres, 258 F.3d at 795. Applying the Peretz holding and adopting the reasoning of Williams, the Eighth Circuit held that the acceptance of guilty pleas bears adequate relationship to duties already assigned by the Magistrates Act in that "[a]n allocution is an ordinary garden variety type of ministerial function that magistrate judges commonly perform on a regular basis." Id . (quoting Williams, 23 F.3d at 633). Plea allocutions are substantially similar to evidentiary proceedings explicitly assigned by the Act. Id. at 796 (citing Dees, 125 F.3d at 265). Even if taking a guilty plea were considered to be of greater importance than those duties already assigned, the consent of the defendant saves the delegation. Id . "Consent is the key." Id . (quoting Williams, 23 F.3d at 633).
The Torres court also addressed the implications of such a delegation for Article III's case and controversy clause. Id . Because plea proceedings are submitted to the district court for approval, the court retains ultimate control over the proceedings and is not bound to accept a plea taken by a magistrate judge. Id . Moreover, the district court's de novo review of the plea proceedings contributes to the ministerial nature of the magistrate judge's role. Id.
Based on the above, I find that, with the consent of the defendant, the District Court may properly refer a felony case to a Magistrate Judge for conducting a change-of-plea hearing and issuing a report and recommendation on whether the plea should be accepted.
III. FINDINGS OF FACT
1. The parties consented to the delegation of the change of plea to the magistrate judge (Tr. at 2-3).
2. On October 7, 2014, Defendant was indicted with possession of a firearm in furtherance of a drug-trafficking crime, in violation of 18 U.S.C. §§ 924(c)(1)(A) and (c)(1)(A)(i). Defendant indicated that he understood the nature of the charge (Tr. at 4).
3. The statutory penalty is not less than five years but up to life imprisonment, a fine of not more than $250, 000, a supervised release term of not more than five years, and a $100 mandatory special assessment fee (Tr. at 5). Defendant was informed of the penalty range and indicated that he understood (Tr. at 5, 15-16).
4. Defendant was advised of the following:
a. That he has a right to a trial by jury of at least 12 individuals and that their verdict must be unanimous (Tr. at 5);
b. That he has the right to assistance of counsel throughout the trial (Tr. at 5-6);
c. That Defendant is presumed innocent, and the government has the burden of coming forward to prove Defendant's guilt beyond a reasonable doubt (Tr. at 6);
d. That Defendant's attorney would have the opportunity to cross-examine the government's witnesses (Tr. at 6);
e. That Defendant has the right to testify but does not have to, and that the jury could not make an adverse inference from the fact that Defendant may not testify at trial (Tr. at 6-7);
f. That Defendant has the right to subpoena witnesses to testify on his behalf (Tr. at 7); and
g. That Defendant has the right to appeal any conviction to the Eighth Circuit Court of Appeals (Tr. at 7-8).
5. Government counsel stated that if this case were to be tried, the evidence would be that on June 13, 2014, law enforcement officers with the Independence Police Department, Topeka, Kansas Police Department, FBI and United States Marshal's Service, were looking for an individual named "Christopher Timley" based on an active felony warrant for narcotics violations (Tr. at 10). They had information that Mr. Timley resided at 1400 North Osage Trail in Independence, Missouri (Tr. at 10). On the afternoon of June 13, 2014, the officers set up a surveillance team on that address (Tr. at 10). They observed a Chevrolet Malibu arrive containing three occupants - a driver, later identified as Defendant, and two passengers (Tr. at 10). A male, later identified as Eric Price, got out of the front passenger seat and entered the residence (Tr. at 10-11). Mr. Price then opened the garage door and the car backed into the garage (Tr. at 11). Defendant and Mr. Price placed items into the truck of the car, shut the garage door and drove away from the residence (Tr. at 11). A traffic stop was conducted on the car and Defendant was arrested on the outstanding warrant (Tr. at 11). Officers searched the car pursuant to a warrant and found a Smith & Wesson handgun in the front passenger seat (Tr. at 11). In the back seat where Defendant had been sitting, officers found a loaded Romanian Arms Draco rifle (Tr. at 11). Officers located a loaded Masterpiece Arms pistol and a loaded Beretta pistol in the trunk (Tr. at 11). The officers also recovered marijuana that was packaged as if it were for distribution (Tr. at 11-12).
6. Defendant was placed under oath (Tr. at 10). Defendant stated that on June 13, 2014, he was within the Western District of Missouri (Tr. at 13). He knew that there were both firearms and marijuana in the vehicle in which he was a passenger (Tr. at 13).
7. Defendant understood the terms of the plea agreement (Tr. at 14-21). In exchange for Defendant pleading guilty, the Government agreed to move to dismiss Count One of the Indictment (Tr. at 16).
8. No one had made any threats or any other promises in order to get Defendant to plead guilty (Tr. at 21).
9. Defendant was satisfied with Mr. O'Connor's performance (Tr. at 22). There is nothing Defendant asked Mr. O'Connor to do that Mr. O'Connor did not do (Tr. at 22). Likewise, there is nothing Mr. O'Connor has done that Defendant did not want him to do (Tr. at 22).
10. Defendant is 25 years old (Tr. at 22). He has an eleventh grade education and did not have any difficulty reading or understanding the plea agreement (Tr. at 22-23). Defendant has no physical or mental health concerns that would prevent him from entering an intelligent and voluntary plea of guilty (Tr. at 23). He was not under the influence of any kind of drug or alcohol (Tr. at 23).
11. Defendant tendered a plea of guilty to Count Two of the Indictment (Tr. at 2f).
V. ELEMENTS OF THE CHARGED OFFENSE
To sustain a conviction for possession of a stolen firearm, the government must prove that: (1) the defendant committed a drug trafficking crime; and (2) possessed a firearm in furtherance of that crime. United States v. Robinson, 617 F.3d 984, 988 (8th Cir. 2010); United States v. Saddler, 538 F.3d 879, 888 (8th Cir. 2008).
Based on the above, I make the following conclusions:
1. The district court may lawfully refer this case to a magistrate judge for issuance of a report and recommendation on whether Defendant's guilty plea should be accepted.
2. Defendant has consented to having his plea taken by a magistrate judge.
3. Defendant knowingly and voluntarily pleaded guilty to conduct establishing every element of the crime charged.
Therefore, it is
RECOMMENDED that the court, after making an independent review of the record and the applicable law, enter an order accepting Defendant's guilty plea and adjudging Defendant guilty of the offense charged.